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Multi-Family Office Firm Names New Investment Chief

Editorial Staff June 5, 2025

Multi-Family Office Firm Names New Investment Chief

Founded in 2005, Caprock – a registered investment advisor serving UHNW clients – has offices across the US.

Caprock, a multi-family office RIA that serves ultra-high net worth clients, has appointed Vivek Jindal as chief investment officer. He was previously CIO at KORE Private Wealth, prior to the firm being acquired by CI Financial/Corient. Jindal has more than 20 years investment experience under his belt.

Jindal, who will be based in New York, is succeeding Richard Rock, a founding member and wealth advisors who led investment at the firm for almost 20 years. Rock will remain on the investment team, concentrating on advisor and client support, Caprock said in a statement.

Before his CIO role at KORE, Jindal helped lead the investment team and program at the Charles and Lynn Schusterman family philanthropies and the Schusterman Family Interests. Jindal was also on the Alternatives Asset Management team at The Blackstone Group and a senior portfolio analyst at Corbin Capital Partners.

In recent months, Caprock has named Frank Giuliano as its head of corporate development, added David Solow as a managing director and client advisor and appointed Sandy Nixon as a client advisor.

Founded in 2005, Caprock acts as a full-service outsourced chief investment officer and chief financial officer for 400 wealthy families with a  total of more than $13 billion in assets under advisement. The firm is privately held with locations in Boise, Seattle, San Jose, Newport Beach, Park City, New York, Austin, Chicago, Scottsdale, Denver, Morristown and Winter Park.

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